This Weeks Top Stories Big J.P. Morgan Team Joins Jefferies, Ed Jones Recruiting Head Leaves, And More

4 Nov    Investing News
    1. J.P. Morgan Dismisses $12-Mln Team over E-Mail Lapses, Jefferies Hires Them
      A top-ranked New York City advisor with 50 years of experience and a $2-billion book of business was dismissed for allegedly using personal email for business purposes.
    2. Edward Jones Recruiting Head Mauzy Leaves
      Four Jones brokers in separate offices in Arizona and Nevada left on Friday, two to independence with RayJay and two to Ameriprise’s employee channel.
    3. More ‘Edge’ Advisors Heading Into Merrill Wealth Branches
      Bank of America expects to place several thousand Merrill Edge “financial solutions advisors” to work alongside Merrill Wealth brokers in branches over the next few years, a bank executive said
    4. J.P. Morgan Atlanta Manager Exits
      Pete Secret, one of nine regional managers at J.P. Morgan Securities, has unexpectedly left his Atlanta-based complex while Merrill Lynch recruited UBS’s James Cadet to run a New Jersey complex.
    5. Steward Hires Ex-Morgan

      Stanley Divisional Manager Kentfield
      Douglas Kentfield, who left Morgan Stanley in 2014, will take on a newly created role as “head of wealth management” for the Raymond James-affiliated firm. 

The post This Week’s Top Stories: Big J.P. Morgan Team Joins Jefferies, Ed Jones Recruiting Head Leaves, And More appeared first on AdvisorHub.

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